Compliance and Ethics in Risk Management.
Arbitration, on the other hand, involves two parties in a dispute who agree to work with a disinterested third party in an attempt to resolve the dispute. In arbitration, there may be one or more arbitrators who hear both sides of the issue and who make a decision. Jurisdiction isn't an issue, although the arbitration is chosen based on expertise.
View Michael Festa’s profile on LinkedIn, the world's largest professional community. Michael has 2 jobs listed on their profile. See the complete profile on LinkedIn and discover Michael’s.
Regardless of how you trade, there’s always risk online and offline — if you want to invest, you have to get over your fear of investing. To better decide whether this form of investing is right for you, understand the advantages and disadvantages of buying stocks online and online trading. 5 Benefits of Online Trading.
WiserAdvisor.com is an independent and unbiased matching service that helps individuals find the best financial advisors for their unique needs, and to provide financial advisors with their ideal clients. WiserAdvisor is a high-quality fit for both investors and advisors reach their financial goals.
A Forensic Audit is a detailed audit of a company's records to be used in a court of law in a legal proceeding. Accountants, lawyers, and finance professionals are all involved. In such an audit, they will be looking for corruption, conflicts of interest, bribery, extortion, asset misappropriation, financial fraud.
Organizational Culture Drives Ethical Behaviour: Evidence From Pilot Studies Azish Filabi, Executive Director. FINRA asked companies to consider how the firm’s culture relates to their risk management and compliance practices, with an emphasis on avoiding conflicts of interest and ensuring ethical treatment of customers.
Duty of Care, Personal Responsibility, and Integrity are Workplace Ethical Values when using Social Media I have previously blogged about social media in the workplace but find it creates persistent questions about ethical behavior so I have chosen to address the topic once again. There are at least three ethical.